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Wilkerson v. Watkins

United States District Court, Fifth Circuit

November 20, 2013

CRAIG M. WATKINS, Defendant.


PAUL D. STICKNEY, Magistrate Judge.

The District Court referred this case to the United States Magistrate Judge for pretrial management pursuant to 28 U.S.C. § 636(b) and a standing order of reference. Defendant has filed a motion to dismiss under Fed.R.Civ.P. 12(b)(6) for failure to state a claim upon which relief may be granted and, alternatively, under Fed.R.Civ.P. 12(b)(2) and (5) for insufficient service of process. The findings, conclusions, and recommendation of the Magistrate Judge are as follow:


This is a pro se civil rights action brought by Senrick Shern Wilkerson, an inmate at the Holliday Unit of the TDCJ-CID, against Dallas County Criminal District Attorney Craig Watkins. In December 2010, Plaintiff was convicted on charges of sexual assault of a child, sexual performance by a child, and compelling prostitution. He was sentenced to eight years confinement. Plaintiff contends that his convictions for sexual assault of a child and sexual performance by a child are unlawful because he was never arrested for or specifically arraigned on such charges. Plaintiff argues that Defendant is responsible for his allegedly wrongful convictions because "his name is listed on all of the[] indictments." Plaintiff attempted to serve Defendant by sending a copy of the summons and his complaint by regular mail to Defendant at his business office. Later, Plaintiff attempted to serve Defendant by having his sister personally deliver copies of the summons and his complaint to an assistant district attorney.

This is not the first time Plaintiff has filed a civil rights action challenging his convictions for sexual assault of a child and sexual performance by a child. As Defendant points out, Plaintiff previously filed a lawsuit against the assistant district attorney who prosecuted him, various law enforcement officers, his defense counsel, and the complaining witness alleging that he was wrongfully arrested and convicted, denied due process, and provided ineffective assistance of counsel. See Wilkerson v. Grona-Robb, et. al, No. 3:11-CV-1242-N (N.D. Tex.). That case was dismissed with prejudice under 28 U.S.C. § 1915(e)(2)(B). Id., Judgment dated 11/10/11. Defendant now moves to dismiss the instant lawsuit because Plaintiff's claims are barred by the doctrine of res judicata, the rule in Heck v. Humphrey , and on immunity grounds or, alternatively, for improper service of process. The issues have been fully briefed, [1] and the motion is ripe for determination.

Legal Standards

A district court may dismiss a complaint for failure to state a claim "only if it appears that no relief could be granted under any set of facts that could be proven consistent with the allegations." Jackson v. City of Beaumont Police Dep't, 958 F.2d 616, 618 (5th Cir. 1992) (quoting Barrientos v. Reliance Standard Life Ins. Co., 911 F.2d 1115, 1116 (5th Cir. 1990)). To survive dismissal, the plaintiff must plead "enough facts to state a claim to relief that is plausible on its face[, ]" Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007), and must plead those facts with enough specificity "to raise a right to relief above the speculative level[.]" Id., 550 U.S. at 555. "A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). Determining whether a complaint states a plausible claim for relief is a "context-specific task that requires the reviewing court to draw on its judicial experience and common sense." Id., 556 U.S. at 679. "[W]here the well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct, the complaint has alleged - but it has not show[n]' - that the pleader is entitled to relief.'" Id. (quoting FED. R. CIV. P. 8(a)(2)).

Dismissal for failure to state a claim is also appropriate when a successful affirmative defense appears on the face of the pleadings. Kansa Reinsurance Co. v. Congressional Mortg. Corp. of Texas, 20 F.3d 1362, 1366 (5th Cir. 1994); see also Meyer v. Textron, Inc., No. 13-10023, 2013 WL 5461840, at *1 (N.D. Tex. Oct. 2, 2013) (res judicata may be properly raised on a motion to dismiss when the relevant facts are admitted, uncontroverted, or conclusively established). In ruling on the motion to dismiss, the Court may consider, among other things, documents incorporated into the complaint by reference or integral to the claim, items subject to judicial notice, and matters of public record. Funk v. Stryker Corp., 631 F.3d 777, 783 (5th Cir. 2011) ("[T]he district court took appropriate judicial notice of publicly-available documents and transcripts... which were matters of public record directly relevant to the issue at hand.").


The doctrine of res judicata, or claim preclusion, "bars the litigation of claims that either have been litigated or should have been raised in an earlier suit." Test Masters Educ. Servs., Inc. v. Singh, 428 F.3d 559, 571 (5th Cir. 2005). In the Fifth Circuit, res judicata is appropriate if four conditions are met: (1) the parties in the subsequent action are identical to, or in privity with, the parties in the prior action; (2) the judgment in the prior case was rendered by a court of competent jurisdiction; (3) there has been a final judgment on the merits; and (4) the same claim or cause of action is involved in both suits. Id. ; see also Ellis v. Amex Life Ins. Co., 211 F.3d 935, 937 (5th Cir. 2000). In order to determine whether both suits involve the same claim or cause of action, the court uses a "transactional test." As the Fifth Circuit explained:

Under the transactional test, a prior judgment's preclusive effect extends to all rights of the plaintiff with respect to all or any part of the transaction, or series of connected transactions, out of which the original action arose. What grouping of facts constitutes a "transaction" or a "series of transactions" must be determined pragmatically, giving weight to such considerations as whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties' expectations or business understanding or usage. If a party can only win the suit by convincing the court that the prior judgment was in error, the second suit is barred.

Test Masters, 428 F.3d at 571 (internal citations omitted). The critical issue is whether the two suits are based on the "same nucleus of operative facts." Id. ; see also In re Ark-La-Tex Timber Co., 482 F.3d 319, 330 (5th Cir. 2007); Davis v. Dallas Area Rapid Transit, 383 F.3d 309, 313 (5th Cir. 2004).

All four requirements of res judicata are met here. This lawsuit arises from the same state court trial and resulting convictions that were the subject of Plaintiff's earlier suit against Assistant District Attorney Brooke Grona-Robb and others. The earlier case was dismissed on the merits by a final judgment rendered by another court in this District. Wilkerson v. Grona-Robb, et. al, No. 3:11-CV-1242-N (N.D. Tex. Nov. 10, 2011) (Doc. 12). Although Defendant was not a party to the prior action, he and ADA Grona-Robb both acted on behalf of the state in prosecuting Plaintiff. Defendant and Grona-Robb thus represent the same legal interests with respect to the subject matter involved and are in privity for res judicata purposes. Cf. Sunshine Anthracite Coal Co. v. Adkins, 310 U.S. 381, 402-03 (1940) ("[A] judgment in a suit between a party and a representative of the United States is res judicata in relitigation of the same issue between that party and another officer of the government."). Even if Plaintiff does not assert identical claims against Defendant as he did against the prosecutor in his earlier case, it is clear that both the instant action and the prior litigation arise out of the "same nucleus of operative facts." Consequently, this case is barred by res judicata. See Brown v. Felsen, 442 U.S. 127, 131 (1979) ("Res judicata prevents litigation of all grounds for, or defenses to, recovery that were previously available to the parties, regardless of whether they were asserted or determined in the prior proceeding."); see also Bazemore v. Buie, No. 3:10-CV-1505-M, 2010 WL 4628102 (N.D. Tex. Aug. 18, 2010), rec. adopted in relevant part, 2010 WL 4627659 (N.D. Tex. Nov. 2, 2010) (dismissing pro se prisoner civil rights action on res judicata grounds).

Moreover, Plaintiff's claims are barred by the rule in Heck v. Humphrey, 512 U.S. 477 (1994). Heck holds that a state prisoner cannot bring a section 1983 action directly challenging his confinement unless and until the reason for his continued detention has been reversed on direct appeal, expunged by executive order, or otherwise declared invalid by a state tribunal or federal court. Heck, 512 U.S. at 487. The critical inquiry is whether a judgment in favor of the plaintiff would "necessarily imply the invalidity of his conviction or sentence." Id. If so, the claim is barred. Id. ; see also Hainze v. Richards, 207 F.3d 795, 798 (5th Cir. 2000). Plaintiff generally alleges that his civil rights were violated because he was wrongfully convicted of sexual assault of a child and sexual performance by a child without ever having been arrested or arraigned on such charges. ( See Plf. Compl. at 3, ¶ IV.B & 4, ¶ V). These claims necessarily imply the invalidity of Plaintiff's conviction. However, Plaintiff has not shown that his conviction has been declared invalid by a state tribunal or federal court. Plaintiff is therefore precluded from maintaining a civil rights action under 42 U.S.C. § 1983. See, e.g., Gray v. Hensilee, No. 3:02-CV-2691-M, 2003 WL 22300148, at *2 (N.D. Tex. Oct. ...

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